Skip to content

Regulatory Laws

Level 1 Level 2 Level 3 Level 4 Level 5 Level 6
Regulatory (13596) European Regulations (6649027) European Banking Authority (14002)
European Insurance and Occupational Pensions Authority (209308)
European Securities Markets Authority (103623)
European System of Financial Supervision (342992)
European Systemic Risk Board (392164)
General Data Protection Regulation (6649028)
Markets in Financial Instruments Directive II (6649824)
Global Regulations (13599) Banking Regulations (7840255) Basel Framework (7840256) Basel III (7840425)
Basel IV (7840298)
Global Governmental Regulation (13600) Privacy Regulations (7523432) California Consumer Privacy Act (7523432)
China Internet Security Law (7524058)
General Data Protection Regulation (6649028)
Personal Data Protection Act 2012 (7523632)
Personal Information Protection and Electronic Documents Act (7523435)
Privacy Act 1988 (7523824)
SHIELD Act (7806200)
Global SRO (14001) LIMRA (332343)
US Regulations (13597) US Governmental Regulation (13598) Antitrust Law (3642823) Hart-Scott-Rodino Act (3642824)
Banking Law (3638375) Fair and Accurate Credit Transactions Act (3641236)
Fair Credit Reporting Act (3638376) Fair Credit Reporting Compliance (3646917)
Truth in Lending Compliance (3703811)
Federal Banking Regulations (3641055) Bank Holding Companies and Change in Bank Control (3646046)
Capital Adequacy of Bank Holding Companies, Savings and Loan Holding Companies, and State Member Banks (3642559)
Electronic Fund Transfer Act (3648469)
Enhanced Prudential Standards (3647073)
Equal Credit Opportunity Act (3641054)
Home Mortgage Disclosure Act (3641553)
International Banking Operations of U.S. Banking Organizations & Operations of Foreign Banks in the United States (4983693)
Limitations on Interbank Liabilities
Loans to Executive Officers, Directors and Principal Shareholders of Banks (4922299)
Membership of State Banking Institutions in the Federal Reserve System (3642719)
Real Estate Settlement Procedures Act Compliance (3646446)
Retail Foreign Exchange Transactions (4931149)
Savings and Loan Holding Companies (3642835)
Transactions Between Member Banks and Their Affiliates (3649061)
SAFE Banking Act (6767729)
Civil Law (3636781) Americans with Disabilities Act (3636780)
Fair Housing Act (3642429)
Freedom of Information Act (3641052)
Consumer Law (3646187) Fair Debt Collection Practices Act (3646188)
Financial Regulation (3641045) CARES Act (7844558) Paycheck Protection Program (7844557)
Dodd–Frank Wall Street Reform & Consumer Protection Act (3641044) Volcker Rule (3641313)
Foreign Corrupt Practices Act (3642511)
Sarbanes Oxley Act (6648808)
Health Law (3571628) False Claims Act (3638273)
Health Insurance Portability and Accountability Act (3638263)
Labor Law (3636888) DOL Regulations (1502393) DOL Conflict of Interest Rule (1502394)
Employee Retirement Income Security Act (3638258)
Fair Labor Standards Act (3638534)
Securities Law (3641832) Commodity Exchange Act (3647736)
General Rules and Regulations for Electronic Filings (3642695)
Investment Advisers Act of 1940 (3653834)
Regulating Market Activity During a Public Offering (3642360)
Regulation Best Interest (7387368)
Reports of Issuers of Securities (3671242)
Rules Governing Offers and Sales Made Outside the United States Without Registration Under the Securities Act of 1933 (3642167)
Short Sale Practices (3658796)
Solicitations of Proxies (3650123)
Standard Instructions for Filing Forms Under the '33 Act and the '34 Act (3642623)
Tax Law (3642340) Federal Insurance Contributions Act (3642339)
US Criminal Law (3641065) US AML Regulations (3641064)
US SRO (13900) FINRA (92606)
Municipal Securities Rulemaking Board (260487)
US Securities & Exchange Commission (13901)

Help Home FTS Apollo™ Help RegLens® Help


Last update: October 5, 2021
Back to top