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Schedule 14A (44680) |
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Form 8.3 (9792413) |
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Investment Adviser Filing (90406) |
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Municipal Advisor Registration Filing (7598284) |
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Municipal Securities Dealer Registration Filing (472885) |
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NRSROs Filing (290257) |
Form NRSRO (290258) |
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Other Forms and Materials (125239) |
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Proxy and Tender Offer Filing (125239) |
Form CB (125238) |
Form CB/A (274543) |
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Securities Act of 1933 Filing (27840) |
1-A Filing (126060) |
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2-A Filing (125297) |
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F-1 Filing (164302) |
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F-10 Filing (141052) |
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F-7 Filing (584954) |
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F-8 Filing (584955) |
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F-80 Filing (584956) |
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F-N Filing (313600) |
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Form 144 (91679) |
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Form D (45953) |
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Form SE (588804) |
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Securities Exchange Act of 1934 Filing (15384) |
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13F Filing (15385) |
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13H Filing (644222) |
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15F Filing (67561) |
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18-k Filing (95542) |
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20-f Filing (15919) |
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40-f Filing (45342) |
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6-k Filing (34319) |
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8-A Filing (45596) |
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8-k Filing (17048) |
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ABS-15G Filing (92508) |
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Form 10 (34960) |
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Form 10-d (84866) |
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Form 15 (45948) |
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Form 18 (313620) |
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Form 3 (44683) |
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Form 4 (17047) |
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Form 5 (20511) |
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Form CB (125238) |
Form CB/A (274543) |
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Form R31 (2068291) |
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Form SE (588804) |
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Form TH (3532995) |
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Small Business Filing (45954) |
1-A Filing (126060) |
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1-E Filing (552865) |
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2-A Filing (125297) |
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2-E Filing (479104) |
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Form D (45953) |
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Form N-5 (2090549) |
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S-1 Filing (49027) |
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SROs, Exchanges & Alternate Trading Systems Filing (52280) |
1-N Filing (790050) |
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19b-4 Filing (108286) |
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19b-4(e) Filing (89132) |
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19b-7 Filing (2199058) |
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Form 1 (131596) |
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Form 25 (52281) |
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Form ATS (221684) |
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Form ATS-R (3117270) |
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Form PILOT (NA) |
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Form R31 (2068291) |
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Form X-17A-19 (8227675) |
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Tips, Complaints, Referrals, Whistleblower Filing (989613) |
Form TCR (1019427) |
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Form WB-APP (989614) |
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Transfer Agent Registration Filing (193082) |
Form TA-1 (193083) |
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Form TA-2 (193083) |
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Form TA-W (363367) |
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Trust Indenture Act of 1939 Filing (267355) |
Form T-1 (267356) |
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Form T-2 (2070590) |
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Form T-3 (274072) |
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Financial Distress (13697) |
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Merchant of Record (NA) |
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Pension Hole (31942) |
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Pricing (9280420) |
Price Decrease (9281757) |
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Price Increase (9281758) |
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Profit Warning (15254) |
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Restatement of Accounts (70518) |
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Sales Figures (14025) |
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Trading Statements (18396) |
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Derivatives (7840288) |
Basis Swaps (7840289) |
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Commodity Swaps (7845957) |
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Credit Default Swap (7845225) |
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