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Self Regulatory Agencies - List

The Securities and Exchange Commission oversees the Self Regulatory Agencies doing business in the United States.

Exchanges

  • BOX Exchange LLC (BOX.md)
  • Cboe BYX Exchange, Inc. (CboeBYX.md)
  • Cboe BZX Exchange, Inc. (CboeBZX.md)
  • Cboe C2 Exchange, Inc. (C2.md)
  • Cboe EDGA Exchange, Inc. (CboeEDGA.md)
  • Cboe EDGX Exchange, Inc. (CboeEDGX.md)
  • Cboe Exchange, Inc. (CBOE.md)
  • Investors Exchange LLC (IEX.md)
  • Miami International Securities Exchange LLC (MIAX.md)
  • MIAX Emerald, LLC (EMERALD.md)
  • MIAX PEARL, LLC (PEARL.md)
  • Nasdaq BX, Inc. (BX.md)
  • Nasdaq GEMX, LLC (GEMX.md)
  • Nasdaq ISE, LLC (ISE.md)
  • Nasdaq MRX, LLC (MRX.md)
  • Nasdaq PHLX LLC (Phlx.md)
  • The Nasdaq Stock Market LLC (NASDAQ.md)
  • New York Stock Exchange LLC (NYSE.md)
  • NYSE Arca, Inc. (NYSEArca.md)
  • NYSE American LLC (NYSEAMER.md)
  • NYSE Chicago, Inc. (NYSECHX.md)
  • NYSE National, Inc. (NYSENAT.md)

Registered Securities Associations

  • Financial Industry Regulatory Authority (FINRA.md)

Futures Exchanges

  • CBOE Futures Exchange (CFE.md)
  • Chicago Board of Trade (CBOT.md)
  • Chicago Mercantile Exchange (CME.md)
  • OneChicago (OC.md)
  • NQLX (formerly registered.md)

Securities Futures Associations

  • National Futures Association (NFA.md)

Registered Clearing Agencies

  • Banque Centrale De Compensation (LCH SA.md)
  • Boston Stock Exchange Clearing Corporation (BSECC.md)
  • Chicago Mercantile Exchange LLC (CME.md) (formerly registered.md)
  • Fixed Income Clearing Corporation (FICC.md)
  • ICE Clear Credit LLC (ICC.md)
  • ICE Clear Europe Limited (ICEEU.md)
  • National Securities Clearing Corporation (NSCC.md)
  • The Options Clearing Corporation (OCC.md)
  • Stock Clearing Corporation of Philadelphia (SCCP.md)
  • The Depository Trust Company (DTC.md)
  • The Depository Trust Company (DTC.md)
  • Fixed Income Clearing Corporation (FICC.md)
  • National Securities Clearing Corporation (NSCC.md)
  • The Options Clearing Corporation (OCC.md)

Other

  • Municipal Securities Rulemaking Board (MSRB.md)

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Last update: October 5, 2021
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